Securities and futures short position reporting rules
Short position reporting. Since the Securities and Futures (Short Position Reporting) Rules came into effect on 18 June 2012 1 , in general, any person who has a reportable short position is required to notify the SFC. To report a short position, submissions must be made through the Short Position Reporting Service. To print individual / selected provisions, please first tick the provision(s) to be printed from the TOC panel and then click . To print the whole chapter, please click at the bottom of the TOC panel and then click . Please set the page orientation to Landscape for printing the bilingual texts on a single page. Securities and Futures (Short Position Reporting) Rules (Cap. 571 sub. leg. AJ) Contents Rule Page Part 1 Preliminary 1. (Omitted as spent) 1-2 2. Interpretation 1-2 3. Reportable short position 1-4 Part 2 Reportable Short Positions 4. 5HSRUWDEOHVKRUWSRVLWLRQVWREHQRWL¿HGWR Commission 2-2 4A. 6XEPLWWLQJQRWL¿FDWLRQWR&RPPLVVLRQ 2-4 5. Investors with short positions above a certain threshold will soon have to report them to the Monetary Authority of Singapore (MAS), and not just the bourse operator. The initiative, announced yesterday, will affect investors trading in securities listed on the Singapore Exchange (SGX) The Securities and Futures Commission (SFC) today publishes the conclusions to the Further Consultation on the Securities and Futures (Short Position Reporting) Rules (Rules) ended in November 2011 (Note 1). The proposed Rules attached to the conclusions will be submitted to the Legislative Council for consideration. (To view the above rules, please click here and key in "571AJ" in the "Go To Chapter" box and press "Enter".) - Notes to the Reportable Short Position Form; and - Personal Information Collection Statement.Personal Information Collection Statement.
20 Jun 2018 Rules for the regulation of short selling were first proposed by MAS in a consultation together with the new Part VIIA of the Securities and Futures Act. market participants from the need to report short positions to MAS.
28 May 2018 Short-selling refers to selling securities - such as shares, units or structured the Short Position Reporting System, at https://eservices.mas.gov.sg/sprs/ which get their teeth from the Securities and Futures (Short Selling) 14 Mar 2018 (a). DBAG's failure to accurately report its reportable short positions pursuant to the Securities and Futures (Short Position Reporting) Rules (Short 30 May 2018 Under the new rules, investors with short positions above a certain Kong Securities and Futures Commission (SFC) and European Securities 16 Mar 2018 In separate moves, Hong Kong's Securities and Futures Commission this related to short position reporting, unlicensed regulated activities and by the Securities Futures Rules in 117 incidents between 2010 and 2014. EU Regulation on Short Selling and certain aspects of credit default swaps N and the European Securities Markets Authority (ESMA) in exceptional situations. ESMA to draft Regulatory and Implementing Technical Standards (RTS and ITS) to the means for public disclosure of net position in shares, the format of the 20 Jun 2018 Rules for the regulation of short selling were first proposed by MAS in a consultation together with the new Part VIIA of the Securities and Futures Act. market participants from the need to report short positions to MAS.
7 May 2019 The Securities and Futures (Short Position Reporting) Rules came into effect on 18 June 20121. Generally, under this set of rules, any person
ShortSale Position and TransactionReporting Act This is a report of a study by the Staff of the Division of Economic and Risk Analysis of the U.S. Securities and Exchange Commission. The Commission has Real-Time Short Position Reporting would contain more timely information and potentially . See infra. Section III.A. Secretary, made the Securities and Futures (Short Position Reporting) Rules (“the Rules”), at Annex A. 2. At the meeting of the Executive Council on 13 March 2012, the Council ADVISED and the Chief Executive ORDERED that, under section 398(6) of the SFO, the Securities and Futures (Offences and Penalties)
21 Feb 2012 A new reporting regime for holders of net short positions in shares traded Lehman collapse in September 2008, the Securities and Futures Commission The new rules will require that a person holding a short position as
Short position reporting. Since the Securities and Futures (Short Position Reporting) Rules came into effect on 18 June 2012 1 , in general, any person who has a reportable short position is required to notify the SFC. To report a short position, submissions must be made through the Short Position Reporting Service. To print individual / selected provisions, please first tick the provision(s) to be printed from the TOC panel and then click . To print the whole chapter, please click at the bottom of the TOC panel and then click . Please set the page orientation to Landscape for printing the bilingual texts on a single page. Securities and Futures (Short Position Reporting) Rules (Cap. 571 sub. leg. AJ) Contents Rule Page Part 1 Preliminary 1. (Omitted as spent) 1-2 2. Interpretation 1-2 3. Reportable short position 1-4 Part 2 Reportable Short Positions 4. 5HSRUWDEOHVKRUWSRVLWLRQVWREHQRWL¿HGWR Commission 2-2 4A. 6XEPLWWLQJQRWL¿FDWLRQWR&RPPLVVLRQ 2-4 5. Investors with short positions above a certain threshold will soon have to report them to the Monetary Authority of Singapore (MAS), and not just the bourse operator. The initiative, announced yesterday, will affect investors trading in securities listed on the Singapore Exchange (SGX) The Securities and Futures Commission (SFC) today publishes the conclusions to the Further Consultation on the Securities and Futures (Short Position Reporting) Rules (Rules) ended in November 2011 (Note 1). The proposed Rules attached to the conclusions will be submitted to the Legislative Council for consideration. (To view the above rules, please click here and key in "571AJ" in the "Go To Chapter" box and press "Enter".) - Notes to the Reportable Short Position Form; and - Personal Information Collection Statement.Personal Information Collection Statement. The Monetary Authority of Singapore (MAS) under the Securities and Futures (Short Selling) Regulations 2018 will require investors to report their short positions and short sell orders in securities listed on the Singapore Exchange (SGX), with effect from 1 October 2018.
This is a draft which may be subject to change upon the Securities. and Futures ( Short Position Reporting) Rules coming into effect. Short Position Reporting
Secretary, made the Securities and Futures (Short Position Reporting) Rules (“the Rules”), at Annex A. 2. At the meeting of the Executive Council on 13 March 2012, the Council ADVISED and the Chief Executive ORDERED that, under section 398(6) of the SFO, the Securities and Futures (Offences and Penalties)
Hong Kong Short Reporting Obligations the Hong Kong Securities and Futures Commission's (“SFC”) regulatory position Guidelines, Instructions and FAQ's:. 30 Oct 2019 The Guidelines aim to explain how MAS will administer the legislative provisions on short selling disclosure and reporting in Part VIIA of the Securities and the Securities and Futures (Short Selling) Regulations 2018 and, 21 Mar 2012 The Conclusions attach a revised version of the Securities and Futures (Short Position Reporting) Rules (the SPR Rules) which take into This is a draft which may be subject to change upon the Securities. and Futures ( Short Position Reporting) Rules coming into effect. Short Position Reporting